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Broker/Dealers Brokers and Advisors
Find out how we can help you grow your business
Contact us online or
call 800-752-7053

Have questions about investor accounts held at National Financial?
Call 800-801-9942

National Financial gives you the dedicated service, sophisticated technologies, and array of
solutions for investors, brokers, and advisors to help grow your business.

 

1

THE STRENGTH AND STABILITY OF FIDELITY
You, your brokers, and your clients can rest assured knowing you are working with a Fidelity Investments company
 

 

A privately held firm that can remain focused on your long-term success
One of the world's largest providers of financial services
A strong balance sheet and $2.8 trillion in total custodied assets

 

2

GROW CONFIDENTLY
No matter how big your business is, or how large it grows, you never have to change clearing providers. We serve:
 

 

Fully disclosed to self clearing, banks to independents
Startups to established firms, small to large

 

3

A COMMITMENT TO SERVICE
You can develop stronger client relationships for your firm by relying on our
relationship management team with an average of 17 years of experience1:

 

 

A client service team to help you optimize operational performance and
address your day-to-day needs
Continuous improvements derived from our ongoing client satisfaction
surveys and our monthly scorecards

 

4 A POWERFUL GLOBAL TRADING PLATFORM
Help grow your business with access to the platform that Fidelity has
relied on to grow its business:

 
 

Leverage the industrial strength of Fidelity, which processes one
million trades per day
Flexible, open architecture

 

5

LEADING INVESTMENT SOLUTIONS
You can tailor your firm's offering to provide your clients with a wide range of investment solutions to meet their specific needs:
 

 

Fidelity FundsNetwork,® one of the largest funds supermarkets
Access to managed account solutions, FDIC-insured instruments, international
investments, and retirement products

 

  1 As of June 30, 2009.
All other data as of March 31, 2009.
     

 


 National Financial Services LLC, Member NYSE, SIPC
 Notice of Business Continuity Plans
 469855.4.0