![]() Clearing ServicesOverview Core Processing Business Continuity Reporting Middle-Office Solutions CONTACT US Broker/Dealers, Brokers and Advisors click here. Investors click here. National Financial has back-up systems in place to help ensure your transaction data and other account information are protected in the event of a disaster. We have developed strategies for single site, multiple site, and regional outages, with critical functions separated over five locations — New York City; Boston; Jersey City; Westlake, Texas; and Smithfield, Rhode Island. From phone systems and wire traffic, to transportation of our associates to other sites, our contingency plans are tested regularly to help ensure minimal interruption.
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National Financial Services LLC, Member NYSE, SIPC Notice of Business Continuity Plans |