Can your clearing provider help address the unique challenges facing insurance companies/independent contractors? If you clear through National Financial, then yes, it can. Our comprehensive business offering can help you recruit quality investment representatives, meet regulatory expectations, and lower costs. Access the solutions you need to help you succeed, including our brokerage technology platform, investment research offering, and wealth management solutions.
Here's a small sampling of the many possible benefits you could expect as a National Financial client:
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Our suite of specialized investment products and services can complement your own offering-from alternative investments to restricted stock processing.
Our risk management and compliance tools allow your firm to screen each trade before it's executed, using criteria you define, such as size, price, and type.